Archive for July, 2006

More on How Can Scholars Retain Copyright Rights?

Posted in Copyright, Disciplinary Archives, Institutional Repositories, Open Access, Publishing, Scholarly Communication on July 4th, 2006

Peter Suber has made the following comment on Open Access News about "How Can Scholars Retain Copyright Rights?":

This is a good introduction to the options. I’d only make two additions.

  1. Authors needn’t retain full copyright in order to provide OA to their own work. They only need to retain the right of OA archiving—which, BTW, about 70% of journals already give to authors in the copyright transfer agreement.
  2. Charles mentions the author addenda from SPARC and Science Commons, but there’s also one from MIT.

Peter is right on both points; however, my document has a broader rights retention focus than providing OA to scholars’ work, although that is an important aspect of it.

For example, there is a difference between simply making an article available on the Internet and making it available under a Creative Commons Attribution-NonCommercial 2.5 License. The former allows the user to freely read, download, and print the article for personal use. The latter allows user to make any noncommercial use of the article without permission as long as proper attribution is made, including creating derivative works. So professor X could print professor Y’s article and distribute in class without permission and without worrying about fair use considerations. (Peter, of course, understands these distinctions, and he is just trying to make sure that authors understand that they don’t have to do anything but sign agreements that grant them appropriate self-archiving rights in order to provide OA access to their articles.)

I considered the MIT addenda, but thought it might be too institution-specific. On closer reading, it could be used without alteration.

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How Can Scholars Retain Copyright Rights?

Posted in Copyright, Disciplinary Archives, Licenses, Open Access, Publishing, Scholarly Communication on July 3rd, 2006

Scholars are often exhorted to retain the copyright rights to their journal articles to ensure that they can freely use their own work and to permit others to freely read and use it as well. The question for scholars who are convinced to do so is: "How do I do that?"

The first thing to understand is that copyright is not one right. Rather, it is a bundle of rights that can be individually granted or withheld. The second thing to understand is that rights can either be granted exclusively to one party or nonexclusively to multiple parties.

What are these rights? Here’s what the U.S. Copyright Office says:

  • To reproduce the work in copies or phonorecords;

  • To prepare derivative works based upon the work;

  • To distribute copies or phonorecords of the work to the public by sale or other transfer of ownership, or by rental, lease, or lending;

  • To perform the work publicly, in the case of literary, musical, dramatic, and choreographic works, pantomimes, and motion pictures and other audiovisual works;

  • To display the copyrighted work publicly, in the case of literary, musical, dramatic, and choreographic works, pantomimes, and pictorial, graphic, or sculptural works, including the individual
    images of a motion picture or other audiovisual work; and

  • In the case of sound recordings, to perform the work publicly by means of a digital audio transmission.

A legal document, typically called a copyright transfer agreement, governs the copyright arrangements between you and the publisher and determines what rights you retain and what rights you transfer or grant to the publisher. The publisher may offer a single standard agreement or may have more than one agreement.

Whereas the publisher has had its agreement(s) written by copyright lawyers, you are not likely to be a copyright lawyer. This puts you at a disadvantage in terms or understanding, modifying, or replacing the publisher’s agreement. Therefore, it is very helpful to have documents written by copyright lawyers that you can use to modify or replace the publisher’s agreement with, even if the organization providing such documents does so under a disclaimer that it is not providing "legal advice."

Ordered by increasing level of difficulty in getting publisher acceptance, here are the basic strategies for dealing with copyright transfer agreements:

  • If the publisher has multiple agreements, choose the one that has the author assigning and/or granting specific rights to the publisher (e.g., ALA Copyright License Agreement). Don’t choose the agreement where the author assigns, conveys, grants, or transfers all rights, copyright interest, copyright ownership, and/or title exclusively to the publisher (e.g., ALA Copyright Assignment Agreement).
  • If the publisher has a single agreement that assigns, conveys, grants, or transfers all rights, copyright interest, copyright ownership, and/or title exclusively to the publisher:

Of course, other strategies are possible. For example, you could use another type of open content license instead of the Science Commons Publication Agreement and Copyright License. However, you might want to keep it simple to start.

For more information on copyright transfer agreements, see Copyright Resources for Authors and Scholars Have Lost Control of the Process.

For a directory of publisher copyright and self-archiving policies, see Publisher Copyright Policies & Self-Archiving.

By the way, DigitalKoans doesn’t provide legal advice and the author is not a lawyer.

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Open Access: Key Strategic, Technical and Economic Aspects Available on 7/17/06

Posted in Institutional Repositories, Open Access, Scholarly Communication on July 2nd, 2006

Neil Jacobs has announced on several mailing lists that Open Access: Key Strategic, Technical and Economic Aspects, which he edited, will be available on July 17th. As you can see from book’s contents below, the book’s contributors include many key figures in the open access movement. I’ve seen an early draft, and I believe this will be a very important book.

The book itself is not OA, but contributors retained their copyrights and they can individually make their papers available on the Internet. My contribution ("What Is Open Access?") is available in both HTML and PDF formats, and it is under a Creative Commons Attribution-NonCommercial 2.5 License.

So far, the US Amazon doesn’t list the book, but it is available from Amazon.co.uk in both paperback and hardback form.

The papers in the book are listed below.

  • "Overview of Scholarly Communication" by Alma Swan
  • "What Is Open Access?" by Charles W. Bailey, Jr.
  • "Open Access: A Symptom and a Promise" by Jean-Claude Guédon
  • "Economic Costs of Toll access" by Andrew Odlyzko
  • "The Impact Loss to Authors and Research" by Michael Kurtz and Tim Brody
  • "The Technology of Open Access" by Chris Awre
  • "The Culture of Open Access: Researchers’ Views and Responses" by Alma Swan
  • "Opening Access By Overcoming Zeno’s Paralysis" by Steven Harnad
  • "Researchers and Institutional Repositories" by Arthur Sale
  • "Open Access to the Research Literature: A Funder’s Perspective" by Robert Terry and Robert Kiley
  • "Business Models in Open Access Publishing" by Matthew Cockerill
  • "Learned Society Business Models and Open Access" by Mary Waltham
  • "Open All Hours? Institutional Models for Open Access" by Colin Steele
  • "DARE Also Means Dare: Institutional Repository Status in the Netherlands as of Early 2006" by Leo Waaijers
  • "Open Access in the USA" by Peter Suber
  • "Towards Open Access to UK Research" by Frederick J. Friend
  • "Open Access in Australia" by John Shipp
  • "Open Access in India" by D. K. Sahu and Ramesh C. Parmar
  • "Open Competition: Beyond Human Reader-Centric Views of Scholarly Literatures" by Clifford Lynch
  • "The Open Research Web" by Nigel Shadbolt, Tim Brody, Les Carr, and Steven Harnad

Postscript:

The book is now available from the US Amazon in paperback and hardcover form.

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